Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Significant management (since 11 Mar 2020)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Significant management (12 Apr 2018 to 5 Mar 2019)
- CF30 Customer (1 Apr 2008 to 10 Nov 2011)
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Merrill Lynch International
FRN 147150
- [FCA CF] Significant management (since 11 Mar 2020)
- [FCA CF] Material risk taker (since 7 Mar 2016)
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- [FCA CF] Material risk taker (1 Nov 2023 to 2 Oct 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.