Ramon Joseph Walsh

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Material risk taker (1 Apr 2024 to 12 Sep 2025)
  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • [FCA CF] Client dealing (4 Feb 2019 to 12 Sep 2025)
    • [FCA CF] Manager of certification employee (4 Feb 2019 to 12 Sep 2025)
    • [FCA CF] Material risk taker (4 Feb 2019 to 12 Sep 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2011)
    • CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (14 Sep 2005 to 11 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.