Ramon Javier Puig

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Sep 2024)
    • CF30 Customer (since 14 Aug 2024)
    • [FCA CF] Client dealing (28 May 2024 to 12 Sep 2024)
    • [FCA CF] Functions requiring qualifications (28 May 2024 to 12 Sep 2024)
    • CF1 Director (AR) (16 Mar 2012 to 4 Mar 2019)
  • Advice on Wealth Ltd

    FRN 215905

    • (5)Employed By (since 14 Aug 2024)
    • (7)Employed By (1 Dec 2001 to 28 May 2024)
  • The Fiducia Network Ltd (no longer approved here)

    FRN 917537

    • CF1 Director (AR) (18 Jun 2023 to 1 Mar 2024)
  • Advice On Commercial Limited (no longer approved here)

    FRN 993690

    • Employed By (3 Apr 2023 to 28 May 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2024)
    • CF30 Customer (1 Nov 2007 to 28 May 2024)
    • CF1 Director (AR) (4 Nov 2005 to 28 May 2024)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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