Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 26 Jan 2026)
    • CF23 Corporate Finance Adviser (19 Jan 2004 to 4 May 2004)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [PRA CF] Significant risk taker or Material risk taker (23 Oct 2018 to 31 Mar 2022)
    • [FCA CF] Material risk taker (23 Oct 2018 to 31 Mar 2022)
    • [FCA CF] Client dealing (23 Oct 2018 to 31 Mar 2022)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (23 Oct 2018 to 31 Mar 2022)
    • [FCA CF] Material risk taker (23 Oct 2018 to 31 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (23 Oct 2018 to 31 Mar 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 31 Jan 2008)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (28 Sep 2004 to 25 Apr 2007)
    • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 28 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.