Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 11 Aug 2008)
    • CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
    • CF26 Customer Trading (18 Jan 2007 to 9 Feb 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.