Rami Tappuni

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GFI Securities Limited

    FRN 184801

    • [FCA CF] Manager of certification employee (since 15 Nov 2024)
    • [FCA CF] Client dealing (since 1 Apr 2022)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (4 Jan 2021 to 31 Mar 2022)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Dec 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Dec 2019)
    • CF30 Customer (12 Mar 2012 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (7 Mar 2017 to 31 Dec 2019)
    • [FCA CF] Material risk taker (7 Mar 2017 to 31 Dec 2019)
    • CF30 Customer (12 Mar 2012 to 6 Mar 2016)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (11 Oct 2010 to 31 Jan 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF21 Investment Adviser (14 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.