Rameshbhai Dayabhai Mistry

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pension Savings Investment Annuity Mortgage LLP
FRN 592550
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jun 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Jun 2024)
- CF4 Partner (4 Apr 2013 to 8 Dec 2019)
- CF30 Customer (4 Apr 2013 to 8 Dec 2019)
True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- CF30 Customer (30 Jan 2013 to 29 May 2013)
Honister Partners Ltd (no longer approved here)
FRN 502699
- Employed By (23 Jun 2009 to 2 Jul 2012)
Wealth Management & Growth Ltd (no longer approved here)
FRN 230932
- Employed By (12 Jan 2004 to 27 Dec 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.