Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Manager of certification employee (since 24 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2020)
    • CF30 Customer (1 Oct 2016 to 8 Dec 2019)
  • Chelverton Asset Management Limited (no longer approved here)

    FRN 185917

    • CF30 Customer (20 May 2013 to 31 May 2013)
  • Montanaro Asset Management Limited (no longer approved here)

    FRN 183211

    • CF1 Director (17 Feb 2010 to 18 Dec 2012)
    • CF30 Customer (25 Mar 2008 to 18 Dec 2012)
  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 155241

    • CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
    • CF27 Investment Management (1 Dec 2001 to 19 May 2006)
    • CF26 Customer Trading (1 Dec 2001 to 19 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.