Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FSE Fund Managers Limited
FRN 458820
- 17. Administrative functions in relation to managing investments
- [FCA CF] Manager of certification employee (since 24 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 24 Feb 2020)
- CF30 Customer (1 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (20 May 2013 to 31 May 2013)
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- CF1 Director (17 Feb 2010 to 18 Dec 2012)
- CF30 Customer (25 Mar 2008 to 18 Dec 2012)
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- CF21 Investment Adviser (1 Dec 2001 to 19 May 2006)
- CF27 Investment Management (1 Dec 2001 to 19 May 2006)
- CF26 Customer Trading (1 Dec 2001 to 19 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.