Ralph MacDonald Mitchell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Feb 2018)
    • CF30 Customer (since 23 Sep 2010)
    • CF30 Customer (1 Nov 2007 to 16 Aug 2010)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
  • Ralph M Mitchell Financial Planning Ltd

    FRN 215902

    • (2)Employed By (since 15 Oct 2010)
    • (1)Employed By (1 Dec 2001 to 17 Feb 2004)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (4 Aug 2010 to 20 Sep 2010)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (4 Aug 2010 to 20 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.