Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bloomfield Corporate Consultancy Limited
FRN 586668
- (1)Employed By (since 12 Jan 2024)
- (2)Employed By (24 Oct 2012 to 12 Jan 2024)
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 3 Jan 2024)
- CF30 Customer (since 9 Nov 2023)
- CF1 Director (AR) (since 9 Nov 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jan 2024)
- CF30 Customer (24 Oct 2012 to 12 Jan 2024)
- CF1 Director (AR) (24 Oct 2012 to 12 Jan 2024)
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- Employed By (15 Apr 2015 to 17 Dec 2021)
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- Employed By (29 Mar 2012 to 2 Jul 2012)
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- Employed By (14 Jun 2001 to 16 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Bloomfield Corporate Consultancy Limited
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controlled function added: (2)Employed By at Bloomfield Corporate Consultancy Limited
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controlled function added: (1)Employed By at Bloomfield Corporate Consultancy Limited