Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (18 Mar 2024 to 28 Sep 2025)
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- [FCA CF] Manager of certification employee (26 Jan 2023 to 17 Mar 2023)
- [FCA CF] Client dealing (8 Sep 2022 to 17 Mar 2023)
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- [FCA CF] Client dealing (3 Feb 2021 to 2 Sep 2021)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (30 Jan 2009 to 21 Apr 2011)
- CF21 Investment Adviser (23 May 2002 to 23 Mar 2005)
- CF26 Customer Trading (29 Apr 2002 to 23 May 2002)
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- CF21 Investment Adviser (21 Apr 2005 to 5 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 26 Mar 2002)
- CF26 Customer Trading (1 Dec 2001 to 26 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.