Ralf Hafner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • SMF4 Chief Risk (28 Sep 2020 to 15 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (26 May 2020 to 31 Aug 2021)
    • [FCA CF] Material risk taker (26 May 2020 to 31 Aug 2021)
    • [PRA CF] Managing a material risk taker (26 May 2020 to 31 Aug 2021)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 23 May 2020)
    • SMF4 Chief Risk (7 Mar 2016 to 1 Jan 2020)
    • CF28 Systems and controls (15 May 2009 to 9 Aug 2010)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF28 Systems and controls (21 Mar 2013 to 6 Mar 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF28 Systems and controls (26 Sep 2012 to 15 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.