Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Oct 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Oct 2016)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Oct 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 1 Feb 2009)
    • CF21 Investment Adviser (19 Sep 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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