Rakhee Wood

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Butterfly Financial Planning Limited

    FRN 945907

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsible for Insurance Distribution (since 20 Jul 2021)
    • SMF3 Executive Director (since 20 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jul 2021)
    • SMF16 Compliance Oversight (since 20 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 16 Jul 2021)
    • CF30 Customer (24 Aug 2017 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (6 Dec 2010 to 4 Nov 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.