Rakesh Kumar Bains

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Five Rivers Mortgages Ltd

    FRN 954020

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • Responsibility for MCD Intermediation (since 1 Apr 2022)
    • Responsible for Insurance Distribution (since 1 Apr 2022)
    • SMF16 Compliance Oversight (since 1 Apr 2022)
    • SMF3 Executive Director (since 1 Apr 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jun 2022)
    • CF1 Director (AR) (24 Mar 2016 to 28 Jun 2018)
    • CF30 Customer (24 Mar 2016 to 28 Jun 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (24 Mar 2016 to 6 Jun 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (11 Mar 2015 to 1 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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