Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RLUM Limited
FRN 144032
- [FCA CF] Manager of certification employee (since 7 Oct 2025)
- [FCA CF] Significant management (since 7 Oct 2025)
- SMF3 Executive Director (1 Apr 2024 to 6 Oct 2025)
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Royal London Unit Trust Managers Limited
FRN 144037
- [FCA CF] Significant management (since 7 Oct 2025)
- [FCA CF] Manager of certification employee (since 7 Oct 2025)
- SMF3 Executive Director (9 Dec 2019 to 6 Oct 2025)
- CF1 Director (20 Jun 2017 to 8 Dec 2019)
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Oct 2025)
- CF29 Significant management (1 Apr 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.