Rajvinder Johal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BARCLAYS INVESTMENT SOLUTIONS LIMITED

    FRN 155595

    • 14. Managing investments
    • [FCA CF] Client dealing (since 14 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2020)
    • CF30 Customer (4 Dec 2007 to 8 Dec 2019)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2007)
    • CF27 Investment Management (1 Dec 2001 to 4 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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