Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rajive Hensman
FRN 610182
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Sole trader dealing with clients for which they require qualification (since 5 Apr 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (3 Feb 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (3 Feb 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Feb 2014 to 8 Dec 2019)
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- (1)Employed By (31 Dec 2012 to 31 Jan 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.