Rajiv Shukla

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (2 Feb 2023 to 20 Feb 2025)
    • [FCA CF] Manager of certification employee (2 Feb 2023 to 10 Feb 2025)
    • [FCA CF] Material risk taker (23 Jan 2023 to 20 Feb 2025)
    • [PRA CF] Managing a material risk taker (23 Jan 2023 to 10 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (23 Jan 2023 to 20 Feb 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Significant management (27 Nov 2019 to 18 Jan 2023)
    • [FCA CF] Material risk taker (31 May 2018 to 18 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jan 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.