Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 12 Dec 2025)
    • [FCA CF] Manager of certification employee (since 18 Nov 2025)
    • [FCA CF] Client dealing (since 18 Nov 2025)
    • [FCA CF] Manager of certification employee (31 Jan 2021 to 13 Jul 2021)
    • [FCA CF] Client dealing (29 Oct 2018 to 12 Jul 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (15 Oct 2021 to 4 Aug 2025)
    • [FCA CF] Material risk taker (15 Oct 2021 to 6 Jul 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (11 Nov 2010 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Jul 2008 to 30 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.