Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Manager of certification employee (28 Jun 2022 to 14 Feb 2024)
    • [FCA CF] Material risk taker (28 Oct 2020 to 14 Feb 2024)
    • [FCA CF] Client dealing (21 Jan 2020 to 14 Feb 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (28 Sep 2009 to 31 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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