Rajesh Sudra

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D R I Financial Services Ltd

    FRN 587556

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 28 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 1 Nov 2016)
    • Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (2 Jun 2008 to 30 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.