Rajesh Jetha Patel

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fortress Financial LTD

    FRN 821102

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 22 May 2019)
    • Responsibility for MCD Intermediation (since 22 May 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2023)
    • CF11 Money Laundering Reporting (22 May 2019 to 8 Dec 2019)
    • CF1 Director (22 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 May 2019 to 8 Dec 2019)
    • CF30 Customer (22 May 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 Aug 2016 to 22 May 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (24 Jun 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Mar 2014 to 8 Feb 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (31 Mar 2010 to 16 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.