Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Material risk taker (since 18 Aug 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 18 Aug 2025)
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- [FCA CF] Material risk taker (26 Aug 2021 to 18 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (26 Aug 2021 to 18 Feb 2025)
- [FCA CF] Manager of certification employee (18 Jun 2021 to 18 Feb 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Feb 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (19 Apr 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (26 Aug 2021 to 18 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (26 Aug 2021 to 18 Feb 2025)
- [FCA CF] Manager of certification employee (18 Jun 2021 to 18 Feb 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Feb 2025)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (18 Dec 2006 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (26 Aug 2021 to 18 Feb 2025)
- [FCA CF] Material risk taker (26 Aug 2021 to 18 Feb 2025)
- [FCA CF] Manager of certification employee (18 Jun 2021 to 18 Feb 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 18 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.