Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (19 Aug 2022 to 31 Mar 2023)
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- CF1 Director (AR) (12 Mar 2009 to 12 Oct 2017)
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- CF30 Customer (1 Nov 2007 to 14 Dec 2010)
- CF22 Investment Adviser (Trainee) (29 Sep 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (29 Sep 2006 to 31 Jan 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.