Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (13 Dec 2011 to 6 Mar 2016)
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- CF27 Investment Management (1 Nov 2006 to 30 Apr 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (7 Dec 2004 to 10 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2006)
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- CF16 Significant Mgt (Desgntd Investment Business) (7 Dec 2004 to 10 Aug 2006)
- CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.