Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (13 Dec 2011 to 6 Mar 2016)
  • DG Partners LLP (no longer approved here)

    FRN 218913

    • CF27 Investment Management (1 Nov 2006 to 30 Apr 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (7 Dec 2004 to 10 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF16 Significant Mgt (Desgntd Investment Business) (7 Dec 2004 to 10 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Aug 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.