Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (3 Aug 2017 to 5 Mar 2019)
- [FCA CF] Client dealing (23 Feb 2017 to 7 Jan 2022)
- [FCA CF] Manager of certification employee (23 Feb 2017 to 7 Jan 2022)
- [FCA CF] Material risk taker (23 Feb 2017 to 7 Jan 2022)
- CF30 Customer (3 May 2012 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.