Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ONE INVESTMENT MANAGEMENT GROUP UK LTD
FRN 999599
- [FCA CF] Client dealing (since 1 May 2025)
- SMF3 Executive Director (since 1 May 2024)
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- [FCA CF] Material risk taker (1 Jan 2025 to 30 Jun 2025)
- SMF12 Chair of the Remuneration Committee (9 Mar 2020 to 31 Jul 2020)
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
- CF1 Director (11 Dec 2017 to 8 Dec 2019)
- CF3 Chief Executive (11 Dec 2017 to 8 Dec 2019)
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- CF1 Director (AR) (2 Jun 2023 to 1 May 2025)
- CF30 Customer (2 Jun 2023 to 1 May 2025)
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- (12)Employed By (2 Jun 2023 to 1 May 2025)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2008)
- CF29 Significant management (1 Nov 2007 to 31 Aug 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (7 Oct 2003 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.