Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 May 2025)
    • SMF3 Executive Director (since 1 May 2024)
  • SB Investment Advisers (UK) Limited (no longer approved here)

    FRN 785149

    • [FCA CF] Material risk taker (1 Jan 2025 to 30 Jun 2025)
    • SMF12 Chair of the Remuneration Committee (9 Mar 2020 to 31 Jul 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
    • CF1 Director (11 Dec 2017 to 8 Dec 2019)
    • CF3 Chief Executive (11 Dec 2017 to 8 Dec 2019)
  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF1 Director (AR) (2 Jun 2023 to 1 May 2025)
    • CF30 Customer (2 Jun 2023 to 1 May 2025)
  • One Investment Management Group UK Ltd. (no longer approved here)

    FRN 995823

    • (12)Employed By (2 Jun 2023 to 1 May 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • CF29 Significant management (1 Nov 2007 to 31 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (7 Oct 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.