Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (30 May 2019 to 4 Oct 2019)
    • [FCA CF] Manager of certification employee (18 Feb 2019 to 4 Oct 2019)
    • [FCA CF] Client dealing (4 Jan 2017 to 14 Dec 2018)
    • CF30 Customer (30 Dec 2009 to 30 May 2013)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (30 May 2019 to 4 Oct 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 10 Jun 2009)
    • CF23 Corporate Finance Adviser (12 Dec 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.