Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (30 May 2019 to 4 Oct 2019)
- [FCA CF] Manager of certification employee (18 Feb 2019 to 4 Oct 2019)
- [FCA CF] Client dealing (4 Jan 2017 to 14 Dec 2018)
- CF30 Customer (30 Dec 2009 to 30 May 2013)
-
- [PRA CF] Significant risk taker or Material risk taker (30 May 2019 to 4 Oct 2019)
-
- CF30 Customer (1 Nov 2007 to 10 Jun 2009)
- CF23 Corporate Finance Adviser (12 Dec 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.