Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Manager of certification employee (since 4 Jan 2024)
- [FCA CF] Manager of certification employee (1 Dec 2022 to 31 Jan 2023)
- [FCA CF] Material risk taker (1 Dec 2022 to 28 Aug 2024)
- [FCA CF] Client dealing (10 Jan 2017 to 19 May 2021)
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Merrill Lynch International
FRN 147150
- [FCA CF] Manager of certification employee (since 4 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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