Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • CF30 Customer (2 Nov 2016 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF1 Director (AR) (7 Jan 2010 to 18 Oct 2016)
    • CF30 Customer (7 Jan 2010 to 18 Oct 2016)
  • Map Financial Solutions Ltd (no longer approved here)

    FRN 494120

    • (1)Employed By (7 Jan 2010 to 18 Oct 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.