Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Material risk taker (since 10 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Nov 2025)
  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 10 Nov 2025)
    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Material risk taker (since 10 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Nov 2025)
    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Material risk taker (since 10 Nov 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (25 Jan 2021 to 24 Jul 2025)
    • [FCA CF] Client dealing (5 Oct 2016 to 24 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (3 May 2016 to 7 Aug 2017)
    • CF30 Customer (26 Sep 2014 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (14 Apr 2020 to 24 Jul 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 16 May 2014)
    • CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (11 Apr 2003 to 23 Mar 2007)
    • CF22 Investment Adviser (Trainee) (20 Aug 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.