Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 19 Apr 2023)
    • [FCA CF] Client dealing (since 10 Oct 2016)
    • [FCA CF] Material risk taker (31 May 2018 to 12 Aug 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 24 Dec 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 May 2005 to 13 Mar 2006)
    • CF21 Investment Adviser (20 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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