Raj Sinha

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Managing a material risk taker (since 18 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
    • [FCA CF] Manager of certification employee (since 3 Jun 2017)
    • [FCA CF] Manager of certification employee (27 Apr 2017 to 4 May 2017)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Managing a material risk taker (since 18 Apr 2023)
    • [FCA CF] Manager of certification employee (since 12 Apr 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jan 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 9 Aug 2008)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.