Raj Kumar

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Manager of certification employee (since 2 Apr 2024)
    • [FCA CF] Material risk taker (2 Apr 2024 to 6 Mar 2026)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 2 Apr 2024)
    • [FCA CF] Client dealing (since 2 Apr 2024)
    • [FCA CF] Material risk taker (2 Apr 2024 to 6 Mar 2026)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Manager of certification employee (4 Oct 2018 to 11 Dec 2018)
    • [FCA CF] Algorithmic trading (16 Mar 2018 to 15 Mar 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Mar 2024)
    • CF30 Customer (7 Sep 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (4 Jun 2013 to 31 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.