Raj Hindocha

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 10 Jan 2023)
    • [PRA CF] Managing a material risk taker (since 10 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2018)
    • [FCA CF] Client dealing (since 6 Nov 2018)
    • [FCA CF] Material risk taker (since 6 Nov 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (12 Feb 2018 to 12 Feb 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Aug 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Aug 2018)
    • CF30 Customer (21 Jun 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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