Rainer Plentl

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOTTINGER & CO. LIMITED (no longer approved here)

    FRN 208737

    • CF1 Director (12 May 2006 to 31 May 2007)
    • CF23 Corporate Finance Adviser (21 Apr 2005 to 5 May 2006)
    • CF11 Money Laundering Reporting (23 Jan 2002 to 5 May 2006)
    • CF21 Investment Adviser (23 Jan 2002 to 31 May 2007)
    • CF10 Compliance Oversight (23 Jan 2002 to 5 May 2006)
    • CF27 Investment Management (23 Jan 2002 to 31 May 2007)
    • CF3 Chief Executive (23 Jan 2002 to 5 May 2006)
    • CF8 Apportionment and Oversight (23 Jan 2002 to 5 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.