Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (7 Mar 2016 to 4 May 2017)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 18 Aug 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 4 May 2017)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Feb 2005 to 9 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.