Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Manager of certification employee (7 Nov 2022 to 24 Sep 2024)
    • [FCA CF] Client dealing (1 Feb 2021 to 24 Sep 2024)
    • [FCA CF] Material risk taker (1 Feb 2021 to 24 Sep 2024)
    • [FCA CF] Significant management (1 Feb 2021 to 24 Sep 2024)
    • CF30 Customer (8 Oct 2013 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 10 Apr 2012)
    • CF21 Investment Adviser (16 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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