Rahul Bhandari

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Client dealing (since 10 Jun 2022)
    • [FCA CF] Material risk taker (25 Jul 2023 to 17 Jun 2025)
    • [FCA CF] Manager of certification employee (15 May 2023 to 11 Aug 2023)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 10 Jun 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (22 Feb 2021 to 17 May 2022)
    • [FCA CF] Client dealing (24 Oct 2019 to 17 May 2022)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (30 Jan 2013 to 30 Sep 2015)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
    • CF21 Investment Adviser (27 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.