Rahul Bakulesh Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 21 Jun 2019)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 21 Jun 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • CF30 Customer (2 Jun 2014 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (10 Sep 2009 to 9 Mar 2011)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF21 Investment Adviser (3 May 2006 to 19 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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