Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 14 Dec 2016)
- [PRA CF] Significant risk taker or Material risk taker (14 Dec 2016 to 24 Mar 2026)
- [FCA CF] Manager of certification employee (14 Dec 2016 to 24 Mar 2026)
- [FCA CF] Client dealing (14 Dec 2016 to 24 Mar 2026)
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- [PRA CF] Significant risk taker or Material risk taker (17 Jan 2019 to 24 Mar 2026)
- [FCA CF] Manager of certification employee (13 Jul 2018 to 24 Mar 2026)
- [PRA CF] Managing a material risk taker (13 Jul 2018 to 16 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.