Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
- [FCA CF] Client dealing (since 2 Oct 2023)
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- CF30 Customer (18 Apr 2019 to 29 May 2019)
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- (372)Employed By (18 Apr 2019 to 29 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
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