Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2023)
    • [FCA CF] Client dealing (since 2 Oct 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 Apr 2019 to 29 May 2019)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (372)Employed By (18 Apr 2019 to 29 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.