Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 15 Oct 2018)
    • [FCA CF] Manager of certification employee (since 15 Oct 2018)
    • [FCA CF] Material risk taker (since 18 Oct 2021)
    • [FCA CF] Manager of certification employee (since 15 Oct 2018)
    • [FCA CF] Client dealing (since 15 Oct 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (25 Apr 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (25 Apr 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 30 Nov 2011)
    • CF26 Customer Trading (10 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.