Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 May 2025)
    • [FCA CF] Client dealing (since 8 Jul 2024)
    • CF30 Customer (1 Nov 2007 to 3 Jun 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (26 Oct 2020 to 11 Jun 2024)
    • [FCA CF] Client dealing (26 Oct 2020 to 11 Jun 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Manager of certification employee (26 Oct 2020 to 11 Jun 2024)
    • [FCA CF] Client dealing (26 Oct 2020 to 11 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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