Raghav Behl

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RMB FINANCIAL MANAGEMENT (UK) LIMITED

    FRN 488850

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 17 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
  • Prosperis Limited

    FRN 223586

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (16 May 2023 to 2 Jul 2024)
    • [FCA CF] Functions requiring qualifications (16 May 2023 to 2 Jul 2024)
  • Evelyn Partners Investment Management Services Limited (no longer approved here)

    FRN 165169

    • [FCA CF] Client dealing (16 May 2023 to 2 Jul 2024)
    • [FCA CF] Functions requiring qualifications (16 May 2023 to 2 Jul 2024)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • Appointed representative dealing with clients for which they require qualification (23 May 2022 to 26 Jan 2023)
    • CF30 Customer (1 Apr 2022 to 26 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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