Ragasree Sarala

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Feb 2022)
    • CF1 Director (AR) (since 25 Jan 2022)
    • CF30 Customer (since 25 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (19 Jul 2021 to 29 Sep 2021)
    • CF30 Customer (7 Jul 2021 to 29 Sep 2021)
  • Silver Line Wealth Ltd

    FRN 968491

    • (1)Employed By (since 25 Jan 2022)
  • Wellesley Investment Management Ltd (no longer approved here)

    FRN 179347

    • (26)Employed By (7 Jul 2021 to 29 Sep 2021)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (9 Jul 2020 to 7 Feb 2021)
    • [FCA CF] Client dealing (9 Jul 2020 to 7 Feb 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 10 Apr 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (12 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (13 Jun 2014 to 28 Feb 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (11 Oct 2011 to 4 Sep 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (3 Dec 2009 to 27 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (26)Employed By at Wellesley Investment Management Ltd