Rafael Eduardo Lopes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Verition Advisors (UK Partners) LLP
FRN 989410
- [FCA CF] Client dealing (since 1 Nov 2024)
Balyasny Asset Management (UK) LLP (no longer approved here)
FRN 403302
- [FCA CF] Client dealing (7 Apr 2022 to 24 Apr 2024)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Client dealing (3 Sep 2020 to 9 Mar 2022)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (5 Jun 2019 to 8 Nov 2019)
Mirabella Financial Services LLP (no longer approved here)
FRN 415559
- CF30 Customer (17 Jan 2018 to 7 Jan 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (9 Mar 2017 to 17 Jan 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.