Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 1 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • Loveday & Partners Limited (no longer approved here)

    FRN 601756

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 11 Feb 2026)
    • CF1 Director (1 Aug 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2013 to 21 Oct 2016)
    • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Aug 2013 to 30 Sep 2018)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 May 2012 to 30 Aug 2013)
  • Portland Wealth Ltd (no longer approved here)

    FRN 552102

    • Employed By (18 May 2012 to 30 Aug 2013)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (16 Apr 2010 to 27 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.