Rachel Tunnicliffe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- [FCA CF] Client dealing (10 Oct 2022 to 31 Mar 2024)
- [FCA CF] Functions requiring qualifications (10 Oct 2022 to 31 Mar 2024)
Oakworth Financial Planning Limited (no longer approved here)
FRN 229355
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Sep 2022)
- CF30 Customer (7 May 2019 to 8 Dec 2019)
Horizon Financial Solutions (no longer approved here)
FRN 216150
- Employed By (16 Nov 2015 to 3 May 2019)
Belmayne Independent Financial Services LLP (no longer approved here)
FRN 409714
- CF30 Customer (14 Jan 2013 to 6 May 2013)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (26 Mar 2012 to 18 May 2012)
TNS Financial Services Limited (no longer approved here)
FRN 513249
- (13)Employed By (26 Mar 2012 to 18 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.